Information Assurance - System Security Incidents (Identifying, Reporting, and Handling)

Overview

Finding ID	Version	Rule ID	IA Controls	Severity
V-31008	IA-03.02.01	SV-41055r3_rule		Medium

Description
Failure to recognize, investigate and report information systems security incidents could result in the loss of confidentiality, integrity, and availability of the systems and its data. REFERENCES: CJCSM 6510.01B, CYBER INCIDENT HANDLING PROGRAM CJCSI 6510.01F, INFORMATION ASSURANCE (IA) AND SUPPORT TO COMPUTER NETWORK DEFENSE (CND), Appendix C NIST Special Publication 800-53 (SP 800-53), Rev 4, Controls: IR-1, IR-2, IR-3, IR-4, IR-5, IR-6, IR-7, IR-7(2), IR-8 DoDI 8500.01, SUBJECT: Cybersecurity, March 14, 2014 , Encl 2, para 13.h.(1)-(5); Encl 3, para 18.g&h., 19.d. DoD Manual 5200.01, Volume 1, SUBJECT: DoD Information Security Program: Overview, Classification, and Declassification, Encl 2, para 9.g., 11.c, 12.b.; Encl 3, para 7.b.(8), 17.a., 17.c.,; Glossary pg 76, activity SM DoD Manual 5200.01, Volume 3, SUBJECT: DoD Information Security Program: Protection of Classified Information, Encl 6 (In its entirety - with emphasis on para 5.f.); Appendix 1 to Encl 6; Encl 7, para 5. DoD Manual 5200.01, Volume 4, SUBJECT: DoD Information Security Program: Controlled Unclassified Information (CUI), para 4.c.; Encl 3, para 1.k.; Encl 4, para 9.c. DoD 5200.22-M (NISPOM), Incorporating Change 2, 18 May 2016, Chapter 1, Section 3, paragraphs: 1-303 & 1-304, Section 4, paragraph 1-401, Chapter 8, paragraphs 8-101.f. & 8-302.i. DoD Instruction 8510.01, SUBJECT: Risk Management Framework (RMF) for DoD Information Technology (IT), Encl 6, para 1.d. CNSSI 1001, National Instruction on Classified Information Spillage CNSSI 1010, 24X7 Computer Incident Response Capability (CIRC) on National Security Systems

Description

Failure to recognize, investigate and report information systems security incidents could result in the loss of confidentiality, integrity, and availability of the systems and its data. REFERENCES: CJCSM 6510.01B, CYBER INCIDENT HANDLING PROGRAM CJCSI 6510.01F, INFORMATION ASSURANCE (IA) AND SUPPORT TO COMPUTER NETWORK DEFENSE (CND), Appendix C NIST Special Publication 800-53 (SP 800-53), Rev 4, Controls: IR-1, IR-2, IR-3, IR-4, IR-5, IR-6, IR-7, IR-7(2), IR-8 DoDI 8500.01, SUBJECT: Cybersecurity, March 14, 2014 , Encl 2, para 13.h.(1)-(5); Encl 3, para 18.g&h., 19.d. DoD Manual 5200.01, Volume 1, SUBJECT: DoD Information Security Program: Overview, Classification, and Declassification, Encl 2, para 9.g., 11.c, 12.b.; Encl 3, para 7.b.(8), 17.a., 17.c.,; Glossary pg 76, activity SM DoD Manual 5200.01, Volume 3, SUBJECT: DoD Information Security Program: Protection of Classified Information, Encl 6 (In its entirety - with emphasis on para 5.f.); Appendix 1 to Encl 6; Encl 7, para 5. DoD Manual 5200.01, Volume 4, SUBJECT: DoD Information Security Program: Controlled Unclassified Information (CUI), para 4.c.; Encl 3, para 1.k.; Encl 4, para 9.c. DoD 5200.22-M (NISPOM), Incorporating Change 2, 18 May 2016, Chapter 1, Section 3, paragraphs: 1-303 & 1-304, Section 4, paragraph 1-401, Chapter 8, paragraphs 8-101.f. & 8-302.i. DoD Instruction 8510.01, SUBJECT: Risk Management Framework (RMF) for DoD Information Technology (IT), Encl 6, para 1.d. CNSSI 1001, National Instruction on Classified Information Spillage CNSSI 1010, 24X7 Computer Incident Response Capability (CIRC) on National Security Systems

STIG	Date
Traditional Security Checklist	2020-08-26

Details

Check Text ( C-39667r5_chk )
1. Check to ensure there are written procedures for identifying, reporting, and handling systems security incidents. 2. Check to ensure that procedures for handling system security incidents are included in both initial and annual (refresher) employee training. NOTE: Applies in a tactical environment. While procedures for incident handling might not be readily available in a mobile/field location, they should be established and available at a supporting fixed headquarters facility. Field units must still be informed and knowledgeable of their responsibility to report security incidents. This knowledge can be ascertained by asking field organization leadership what they would do in a spillage or similar computer security incident.

Check Text ( C-39667r5_chk )

1. Check to ensure there are written procedures for identifying, reporting, and handling systems security incidents.

2. Check to ensure that procedures for handling system security incidents are included in both initial and annual (refresher) employee training.

NOTE: Applies in a tactical environment. While procedures for incident handling might not be readily available in a mobile/field location, they should be established and available at a supporting fixed headquarters facility. Field units must still be informed and knowledgeable of their responsibility to report security incidents. This knowledge can be ascertained by asking field organization leadership what they would do in a spillage or similar computer security incident.

Fix Text (F-34815r5_fix)
A program to recognize, investigate, and report information systems security incidents to include virus, system penetration, and classified contamination must be established. Such a program will include written procedures that are available for employee review as well as including the topic in initial and annual security refresher training.